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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-05-18
  • IN RA
    APPROVED
    Since 2022-05-18

Branch Locations

710 Pillsbury Ln, New Albany, IN 47150 • United States

501 Washington St, Columbus, IN 47201 • United States

1430 National Rd, Columbus, IN 47201 • United States

2165 Jonathan Moore Pike, Columbus, IN 47202 • United States

1142 N Marr Rd, Columbus, IN 47201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centra Credit Union Columbus IN 08/1997 Present
Cuna Brokerage Services, Inc. Waverly IA 10/2002 Present
Lpl Financial Llc Columbus IN 05/2022 Present
  • 08/1997 → Present
    Centra Credit Union
    Columbus, IN
  • 10/2002 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Columbus, IN
Previous Registrations
  • 2004-12-15 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Columbus, IN
    Columbus, IN
    New Albany, IN
    Columbus, IN
    Columbus, IN
Other Businesses

1. 05-18-2022-Centra Financial Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-14
  • S66 Uniform Combined State Law Examination
    2004-12-14
Other Names
  • Rob Fischvogt

View on SEC IAPD

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