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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Des Moines | IA | 03/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Des Moines | IA | 03/2026 | Present |
| Dsm Property Collective | Des Moines | IA | 01/2026 | Present |
| Bar Nico | Des Moines | IA | 04/2025 | Present |
| S Joseph And Sons Inc | West Des Moines | IA | 01/2026 | 02/2026 |
| Principal Financial Group | Des Moines | IA | 05/2022 | 12/2025 |
| Caribou Coffee Co Inc | Des Moines | IA | 09/2023 | 03/2025 |
| Associate Staffing | Charlotte | NC | 03/2022 | 05/2022 |
| Unemployed | Des Moines | IA | 02/2022 | 02/2022 |
| Guild Mortgage | Clive | IA | 09/2021 | 01/2022 |
| Trinity Property Consultants | Wes Des Moines | IA | 06/2021 | 09/2021 |
| Pacific Personnel Services, Inc. | West Des Moines | IA | 06/2021 | 09/2021 |
| Richdale Apartments | Urbandale | IA | 02/2021 | 05/2021 |
| Elliott Street Investments Ltd | Urbandale | IA | 02/2021 | 05/2021 |
| Unemployed | Des Moines | IA | 08/2018 | 01/2021 |
| Red Lobster | Coralville | IA | 05/2018 | 07/2018 |
| Unemployed | Iowa City | IA | 09/2016 | 04/2018 |
| Caribou Coffee Co Inc | Des Moines | IA | 06/2014 | 08/2016 |
Entity Name: Bar Nico Investment related: No "Address: 428 E Locust St, Des Moines, IA 50309 https://www.barnicodsm.com/" Nature of the other business: Restaurant Position/Title/Relationship: Employee/Contractor Start Date: 04/16/2025 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Server at a bar/restaurant NAME OF OTHER BUSINESS:DSM Property Collective IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Des Moines,IA,50312,USA NATURE OF OTHER BUSINESS:Short-term rentals YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2026-01-06 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:0 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Operating a short-term rental out of my personal home. IS THIS A RESIDENTIAL ADDRESS?:Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-29 |
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