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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-22
  • OH RA
    APPROVED
    Since 2026-06-22

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Student Centerville OH 01/2014 11/2016
Dorothy Lane Market Dayton OH 11/2016 12/2018
Archer's Tavern Dayton OH 12/2018 09/2019
Yankee Trace Golf Course Dayton OH 05/2019 09/2019
College Student Cincinnati OH 09/2019 08/2020
United Parcel Services Inc. Cincinnati OH 08/2020 01/2021
College Student Cincinnati OH 01/2021 03/2022
Ubs Financial Services Inc. Dayton OH 03/2022 08/2022
College Student Cincinnati OH 08/2022 05/2023
Smoothie King Cincinnati OH 05/2023 08/2023
Touchstone Securities Inc. Cincinnati OH 08/2023 09/2023
Unemployed Dayton OH 09/2023 10/2024
Touchstone Securities Inc. Cincinnati OH 10/2024 05/2026
Ubs Financial Services Inc. Miamisburg OH 06/2026 Present
  • 01/2014 → 11/2016
    Unemployed Student
    Centerville, OH
  • 11/2016 → 12/2018
    Dorothy Lane Market
    Dayton, OH
  • 12/2018 → 09/2019
    Archer's Tavern
    Dayton, OH
  • 05/2019 → 09/2019
    Yankee Trace Golf Course
    Dayton, OH
  • 09/2019 → 08/2020
    College Student
    Cincinnati, OH
  • 08/2020 → 01/2021
    United Parcel Services Inc.
    Cincinnati, OH
  • 01/2021 → 03/2022
    College Student
    Cincinnati, OH
  • 03/2022 → 08/2022
    Dayton, OH
  • 08/2022 → 05/2023
    College Student
    Cincinnati, OH
  • 05/2023 → 08/2023
    Smoothie King
    Cincinnati, OH
  • 08/2023 → 09/2023
    Touchstone Securities Inc.
    Cincinnati, OH
  • 09/2023 → 10/2024
    Unemployed
    Dayton, OH
  • 10/2024 → 05/2026
    Touchstone Securities Inc.
    Cincinnati, OH
  • 06/2026 → Present
    Miamisburg, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-07
  • S66 Uniform Combined State Law Examination
    2025-06-07

View on SEC IAPD

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