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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-21
TX RA APPROVED 2022-07-26
  • FL RA
    APPROVED
    Since 2022-09-21
  • TX RA
    APPROVED
    Since 2022-07-26

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gainesville FL 04/2021 Present
Bank Of America, N.A. Gainesville FL 04/2021 Present
Wells Fargo Bank Gainesville FL 08/2016 04/2021
Other Businesses

I*3589279 Entity Type: Charitable Name of OBA: Tampa Bay Chamber - Emerging Leaders Address: Tampa, Florida, 33602 Investment Related: No Position, Title, Association: Committee Employee Start Date: 01/26/2026 Number of Hours: 5, Weekly Number of Hours during trading: 2, Weekly Duties: Emerging Leaders works to impact the business community across the region by providing professional development, networking, and community outreach opportunities for young professionals, as well as impacting public policy affecting the Tampa Bay business community. The mission of the Hub for Business Committee is to grow leadership development opportunities that help enrich the lives of Emerging Leaders members.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2022-07-01
Other Names
  • Sergio M Merino
  • Sergio Mateo Arangomerino
  • Sergio Mateo Arango Merino
  • Sergio Mateo Arango

View on SEC IAPD

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