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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED | 2023-09-11 |
Branch Locations
116 Morlake Drive, Ste 102, Mooresville, NC 28117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Charlotte | NC | 05/2022 | 08/2023 |
| Cascio & Sons Construction | Madison Heights | VA | 01/2020 | 12/2020 |
| Self Employed | Lynchburg | VA | 01/2021 | 05/2022 |
| Genworth Financial | Lynchburg | VA | 06/2017 | 07/2019 |
| Self Employed | Lynchburg | VA | 07/2019 | 11/2019 |
| Wasabi Japanese Steak House And Sushi Bar | Lynchburg | VA | 02/2017 | 09/2017 |
| Liberty University | Lynchburg | VA | 01/2015 | 05/2017 |
| Fontane Foundation Inc. Non-Profit | Lynchberg | VA | 09/2020 | 08/2023 |
| Lpl Financial Llc | Fort Mill | SC | 08/2023 | Present |
1) 8/17/2023- RHBTH LLC- Real Estate Rental- property owner- Inv. Related- Lynchburg, VA- start date 8/2021- 3hrs/mth 2) 02/27/2025 - DFS Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date 02/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading. 3) 01/31/2026 - Rehoboth Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-06-15 |
| S65 | Uniform Investment Adviser Law Examination | 2022-03-21 |
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