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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-14
IN RA APPROVED 2016-06-16
  • TX RA
    APPROVED_RES
    Since 2025-06-14
  • IN RA
    APPROVED
    Since 2016-06-16

Branch Locations

534 Union Chapel Road [Satellite], Fort Wayne, IN 46845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Fort Wayne IN 06/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-29
S63 Uniform Securities Agent State Law Examination 2008-02-26
  • S65 Uniform Investment Adviser Law Examination
    2015-10-29
  • S63 Uniform Securities Agent State Law Examination
    2008-02-26

View on SEC IAPD

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