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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-24 |
Branch Locations
Pilot Mountain, NC • United States
711 High St, Des Moines, IA 50392 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2022 | 08/2024 |
| Tiaa | Charlotte | NC | 06/2022 | 08/2024 |
| East Surry High School | Pilot Mountain | NC | 08/2014 | 06/2018 |
| University Of North Carolina At Charlotte | Charlotte | NC | 07/2018 | 05/2021 |
| Unifi Inc | Yadkinville | NC | 06/2021 | 07/2021 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2021 | 05/2022 |
| Unifi Inc | Yadkinville | NC | 11/2021 | 11/2021 |
| Principal Life Insurance Company | Pinnacle | NC | 08/2024 | Present |
| Principal Securities, Inc. | Pinnacle | NC | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-12 |
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