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Nicholas R Maggi

Morgan Stanley

Hauppauge, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-20
NY RA APPROVED 2023-03-17
  • TX RA
    APPROVED
    Since 2023-04-20
  • NY RA
    APPROVED
    Since 2023-03-17

Branch Locations

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Melville NY 01/2023 Present
Wellington Management Boston MA 07/2021 01/2022
Bain Capital Boston MA 07/2020 12/2020
Northeastern University Boston MA 09/2018 12/2022
Unemployed East Northport NY 07/2000 08/2018
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
  • 01/2023 → Present
    Morgan Stanley
    Melville, NY
  • 07/2021 → 01/2022
    Wellington Management
    Boston, MA
  • 07/2020 → 12/2020
    Bain Capital
    Boston, MA
  • 09/2018 → 12/2022
    Northeastern University
    Boston, MA
  • 07/2000 → 08/2018
    Unemployed
    East Northport, NY
  • 04/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-17
  • S66 Uniform Combined State Law Examination
    2023-03-17

View on SEC IAPD

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DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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