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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-10
TX RA APPROVED_RES 2022-08-11
MD RA APPROVED 2022-07-28
  • DC RA
    APPROVED
    Since 2023-01-10
  • TX RA
    APPROVED_RES
    Since 2022-08-11
  • MD RA
    APPROVED
    Since 2022-07-28

Branch Locations

7515 Annapolis Rd, Hyattsville, MD 20784 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bethesda MD 04/2022 Present
Bank Of America N.A. Bethesda MD 04/2022 Present
Bank Of America Hyattsville MD 07/2012 04/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-22
  • S66 Uniform Combined State Law Examination
    2022-07-22

View on SEC IAPD

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