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Tyson Paul Thomas

Ubs Financial Services Inc.

Weehawken, NJ

CRD 7543866

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-18
NY RA APPROVED 2024-01-17
  • NJ RA
    APPROVED
    Since 2024-01-18
  • NY RA
    APPROVED
    Since 2024-01-17

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpine Capital Bank New York NY 06/2018 08/2018
Jp Morgan Chase & Co. Brooklyn NY 06/2019 09/2019
Jp Morgan Chase & Co. New York NY 07/2020 08/2020
Houlihan Lokey New York NY 06/2021 08/2021
Ubs Financial Services Inc New York NY 06/2022 08/2022
Ubs Financial Services Inc Weehawken NJ 08/2023 09/2025
Phillips Academy Andover High School Andover MA 09/2015 06/2019
Stanford University Stanford CA 09/2019 06/2023
Ubs Financial Services Inc Weehawken NJ 10/2025 Present
  • 06/2018 → 08/2018
    Alpine Capital Bank
    New York, NY
  • 06/2019 → 09/2019
    Jp Morgan Chase & Co.
    Brooklyn, NY
  • 07/2020 → 08/2020
    Jp Morgan Chase & Co.
    New York, NY
  • 06/2021 → 08/2021
    Houlihan Lokey
    New York, NY
  • 06/2022 → 08/2022
    Ubs Financial Services Inc
    New York, NY
  • 08/2023 → 09/2025
    Ubs Financial Services Inc
    Weehawken, NJ
  • 09/2015 → 06/2019
    Phillips Academy Andover High School
    Andover, MA
  • 09/2019 → 06/2023
    Stanford University
    Stanford, CA
  • 10/2025 → Present
    Ubs Financial Services Inc
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-17
  • S66 Uniform Combined State Law Examination
    2024-01-17

View on SEC IAPD

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