James Jack Pothier

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2026-05-27
TX	RA	APPROVED	2024-03-19
NH	RA	APPROVED	2024-01-13

Branch Locations

100 Market St, Portsmouth, NH 03801 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Portsmouth	NH	04/2022	12/2022
Dcu	Chelmsford	MA	05/2021	07/2021
Market Basket	Haverhill	MA	09/2019	01/2021
Northeastern University	Boston	MA	09/2020	Present
Central Catholic High School	Lawrence	MA	09/2016	05/2020
Northeastern University	Boston	MA	09/2023	12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Portsmouth	NH	01/2024	Present
Whirlaway Sports Center Inc	Methuen	MA	06/2019	08/2019
Goldbelt Incorporated	Juneau	AK	06/2017	08/2018
Bank Of America, N.A.	Portsmouth	NH	08/2024	Present

04/2022 → 12/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portsmouth, NH
05/2021 → 07/2021

Dcu

Chelmsford, MA
09/2019 → 01/2021

Market Basket

Haverhill, MA
09/2020 → Present

Northeastern University

Boston, MA
09/2016 → 05/2020

Central Catholic High School

Lawrence, MA
09/2023 → 12/2023

Northeastern University

Boston, MA
01/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portsmouth, NH
06/2019 → 08/2019

Whirlaway Sports Center Inc

Methuen, MA
06/2017 → 08/2018

Goldbelt Incorporated

Juneau, AK
08/2024 → Present

Bank Of America, N.A.

Portsmouth, NH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-11