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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-06 |
| TX | RA | APPROVED | 2026-08-06 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America/Merrill Lynch | Westlake Village | CA | 04/2022 | 03/2024 |
| Enterprise Rent-A-Car | Los Angeles | CA | 05/2016 | 03/2022 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 04/2024 | 08/2026 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 04/2024 | 08/2026 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-26 |
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