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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-24
MI RA APPROVED 2023-01-20
  • TX RA
    APPROVED
    Since 2023-01-24
  • MI RA
    APPROVED
    Since 2023-01-20

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saginaw MI 04/2022 Present
State Of Michigan Saginaw MI 07/2011 04/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-03
  • S66 Uniform Combined State Law Examination
    2023-01-03
Other Names
  • Kayla Dailey

View on SEC IAPD

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