Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-09
DE RA APPROVED 2023-01-18
  • TX RA
    APPROVED
    Since 2023-02-09
  • DE RA
    APPROVED
    Since 2023-01-18

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 04/2022 Present
Dan Dougherty State Farm Agency Wilmington DE 03/2018 03/2022
Goldey-Beacom College Wilmington DE 08/2016 12/2020
Wawa Blackwood NJ 06/2017 08/2018
  • 04/2022 → Present
    Wilmington, DE
  • 03/2018 → 03/2022
    Dan Dougherty State Farm Agency
    Wilmington, DE
  • 08/2016 → 12/2020
    Goldey-Beacom College
    Wilmington, DE
  • 06/2017 → 08/2018
    Wawa
    Blackwood, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-23
  • S66 Uniform Combined State Law Examination
    2022-12-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wilmington, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor