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Anthony Richard De La Cruz

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7543694

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-13
TX RA APPROVED 2025-06-13
  • NC RA
    APPROVED
    Since 2025-06-13
  • TX RA
    APPROVED
    Since 2025-06-13

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rensselaer NY 04/2022 10/2022
Key Bank Albany NY 12/2020 04/2022
Charter Communications Schenectady NY 08/2020 12/2020
The Home Depot Albany NY 05/2020 08/2020
Saks 5Th Avenue Manhattan NY 10/2019 01/2020
Lowes Home Improvement Albany NY 11/2017 05/2018
Business Relocation Services Secaucus NJ 03/2015 09/2019
Fidelity Investments Albany NY 12/2022 09/2024
Fidelity Investments Charlotte NC 09/2024 04/2025
The Vanguard Group, Inc. Charlotte NC 05/2025 Present
State University Of New York At Albany Albany NY 08/2015 05/2019
The Home Depot Albany NY 12/2018 05/2019
The Home Depot Bronx NY 05/2019 05/2020
Vanguard Marketing Corporation Charlotte NC 05/2025 Present
Vanguard Advisers Charlotte NC 05/2025 Present
  • 04/2022 → 10/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rensselaer, NY
  • 12/2020 → 04/2022
    Key Bank
    Albany, NY
  • 08/2020 → 12/2020
    Charter Communications
    Schenectady, NY
  • 05/2020 → 08/2020
    The Home Depot
    Albany, NY
  • 10/2019 → 01/2020
    Saks 5Th Avenue
    Manhattan, NY
  • 11/2017 → 05/2018
    Lowes Home Improvement
    Albany, NY
  • 03/2015 → 09/2019
    Business Relocation Services
    Secaucus, NJ
  • 12/2022 → 09/2024
    Fidelity Investments
    Albany, NY
  • 09/2024 → 04/2025
    Fidelity Investments
    Charlotte, NC
  • 05/2025 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2015 → 05/2019
    State University Of New York At Albany
    Albany, NY
  • 12/2018 → 05/2019
    The Home Depot
    Albany, NY
  • 05/2019 → 05/2020
    The Home Depot
    Bronx, NY
  • 05/2025 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2025 → Present
    Vanguard Advisers
    Charlotte, NC
Previous Registrations
  • 2025-03-31 → 2025-04-07
    Boston, MA
  • 2023-07-17 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Albany, NY
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-19
  • S66 Uniform Combined State Law Examination
    2023-05-19
Other Names
  • Anthony De La Cruz
  • Anthony R De La Cruz
  • Anthony R Delacruz

View on SEC IAPD

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