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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10

Branch Locations

701 Poydras Street, New Orleans, LA 70139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Whitney Bank New Orleans LA 07/2007 Present
Hancock Whitney Investment Services, Inc. New Olreans LA 10/2019 08/2022
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Cetera Investment Advisers Llc New Orleans LA 08/2022 Present
Previous Registrations
Other Businesses

MANAGER, FINANCIAL PLANNING FOR HANCOCK WHITNEY, PROVIDE MANAGEMENT AND SUPPORT OF FINANCIAL PLANNING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-07-27
  • S63 Uniform Securities Agent State Law Examination
    2006-07-27
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New Orleans, LA

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