Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Whitney Bank | New Orleans | LA | 07/2007 | Present |
| Hancock Whitney Investment Services, Inc. | New Olreans | LA | 10/2019 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | New Orleans | LA | 08/2022 | Present |
MANAGER, FINANCIAL PLANNING FOR HANCOCK WHITNEY, PROVIDE MANAGEMENT AND SUPPORT OF FINANCIAL PLANNING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-07-27 |
Reach out to this advisor