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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-11
FL RA APPROVED 2022-10-07
  • TX RA
    APPROVED
    Since 2022-11-11
  • FL RA
    APPROVED
    Since 2022-10-07

Branch Locations

12381 W Sunrise Blvd, Plantation, FL 33323 • United States

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pompano Beach FL 08/2015 Present
Randstad Pompano Beach FL 06/2017 06/2017
Bank Of America, N.A. Pompano Beach FL 07/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
  • S66 Uniform Combined State Law Examination
    2022-09-23

View on SEC IAPD

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