Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-28 |
| TX | RA | APPROVED | 2025-10-27 |
Branch Locations
Boca Raton, FL • United States
Boca Raton, FL • United States
5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boca Raton | FL | 04/2015 | 03/2017 |
| Oppenheimer & Co. Inc. | Boca Raton | FL | 03/2017 | 10/2025 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-06 |
Reach out to this advisor