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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Notre Dame Federal Credit Union | Notre Dame | IN | 05/2019 | Present |
| Springleaf Financial | South Bend | IN | 12/2015 | 05/2019 |
1- 09/2025 / Christopher Emery / Notary / Notary / Investment Related / 1 hr mth / 1 hr during trading / Start date: 10/25/2016 2- 09/2025 / Mission Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-05 |
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