Best Investors Account Sign in

Daniel William Rees

Charles Schwab & Co., Inc.

Lone Tree, CO

Omaha, NE

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-05-23
  • CO RA
    APPROVED
    Since 2020-05-23

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Colorado Springs CO 03/2011 05/2020
Usaa Financial Planning Services, Inc Colorado Springs CO 03/2013 05/2020
Usaa Investment Management Company Colorado Springs CO 01/2018 05/2020
Charles Schwab & Co., Inc. Lone Tree CO 05/2020 Present
  • 03/2011 → 05/2020
    Usaa Financial Advisors Inc
    Colorado Springs, CO
  • 03/2013 → 05/2020
    Usaa Financial Planning Services, Inc
    Colorado Springs, CO
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Colorado Springs, CO
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-14
S63 Uniform Securities Agent State Law Examination 2011-04-01
  • S65 Uniform Investment Adviser Law Examination
    2011-12-14
  • S63 Uniform Securities Agent State Law Examination
    2011-04-01
Other Names
  • Dan Rees

View on SEC IAPD

More in Lone Tree, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor