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One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-08-09 |
Branch Locations
499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Bellevue | NE | 10/2006 | 01/2021 |
| Pyrenees Compliance Llc | Chicago | IL | 01/2021 | 02/2021 |
| Dough Llc | Chicago | IL | 02/2021 | 08/2021 |
| Bank Of The West | Omaha | NE | 08/2021 | 07/2022 |
| Bancwest Investment Services, Inc | Omaha | NE | 08/2021 | 07/2022 |
| Bok Financial Securities, Inc. | Omaha | NE | 08/2022 | Present |
| Bokf, Na | Omaha | NE | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-23 |
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