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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-08-09
  • NE RA
    APPROVED
    Since 2022-08-09

Branch Locations

Omaha, NE • United States

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Bellevue NE 10/2006 01/2021
Pyrenees Compliance Llc Chicago IL 01/2021 02/2021
Dough Llc Chicago IL 02/2021 08/2021
Bank Of The West Omaha NE 08/2021 07/2022
Bancwest Investment Services, Inc Omaha NE 08/2021 07/2022
Bok Financial Securities, Inc. Omaha NE 08/2022 Present
Bokf, Na Omaha NE 08/2022 Present
  • 10/2006 → 01/2021
    Td Ameritrade
    Bellevue, NE
  • 01/2021 → 02/2021
    Pyrenees Compliance Llc
    Chicago, IL
  • 02/2021 → 08/2021
    Dough Llc
    Chicago, IL
  • 08/2021 → 07/2022
    Bank Of The West
    Omaha, NE
  • 08/2021 → 07/2022
    Bancwest Investment Services, Inc
    Omaha, NE
  • 08/2022 → Present
    Omaha, NE
  • 08/2022 → Present
    Bokf, Na
    Omaha, NE
Previous Registrations
  • 2021-09-09 → 2022-08-08
    Bancwest Investment Services, Inc.
    Omaha, NE
  • 2018-09-11 → 2021-01-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2018-09-07 → 2020-12-31
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-31
S63 Uniform Securities Agent State Law Examination 2007-03-23
  • S66 Uniform Combined State Law Examination
    2018-08-31
  • S63 Uniform Securities Agent State Law Examination
    2007-03-23
Other Names
  • Daniel Michael Pilmaier
  • Daniel Pilmaier

View on SEC IAPD

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