Dominic Rene Gastelum

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-11-20
TX	RA	APPROVED	2023-11-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
First Republic Investment Management, Inc.	San Francisco	CA	08/2019	Present
First Republic Securities Company, Llc	San Francisco	CA	04/2022	09/2023
Station 16 - Restaurant And Bar	Sacramento	CA	10/2016	06/2019
Red Robin	Sacramento	CA	01/2016	10/2016
J.P. Morgan Securities Llc	San Francisco	CA	09/2023	Present
Jp Morgan Chase Bank, N.A.	San Francisco	CA	10/2023	Present

08/2019 → Present

First Republic Investment Management, Inc.

San Francisco, CA
04/2022 → 09/2023

First Republic Securities Company, Llc

San Francisco, CA
10/2016 → 06/2019

Station 16 - Restaurant And Bar

Sacramento, CA
01/2016 → 10/2016

Red Robin

Sacramento, CA
09/2023 → Present

J.P. Morgan Securities Llc

San Francisco, CA
10/2023 → Present

Jp Morgan Chase Bank, N.A.

San Francisco, CA

2022-11-01 → 2025-03-20

J.P. Morgan Private Wealth Advisors Llc

San Francisco, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-29

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