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Liam F Roddy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Roseville, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
CA RA APPROVED 2024-11-12
  • TX RA
    APPROVED
    Since 2025-03-31
  • CA RA
    APPROVED
    Since 2024-11-12

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Orinda CA 09/2019 12/2023
Lutheran Church Of The Incarnation - Davis Davis CA 09/2018 10/2019
Bevmo! San Ramon CA 08/2017 12/2017
Unemployed And Extended Travel Danville CA 01/2018 07/2018
Unemployed And Extended Travel Danville CA 09/2016 08/2017
Morgan Stanley Roseville CA 12/2023 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roseville CA 10/2024 Present
Bank Of America, N.A Roseville CA 12/2024 Present
  • 09/2019 → 12/2023
    Wells Fargo Clearing Services, Llc
    Orinda, CA
  • 09/2018 → 10/2019
    Lutheran Church Of The Incarnation - Davis
    Davis, CA
  • 08/2017 → 12/2017
    Bevmo!
    San Ramon, CA
  • 01/2018 → 07/2018
    Unemployed And Extended Travel
    Danville, CA
  • 09/2016 → 08/2017
    Unemployed And Extended Travel
    Danville, CA
  • 12/2023 → 09/2024
    Morgan Stanley
    Roseville, CA
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Roseville, CA
  • 12/2024 → Present
    Bank Of America, N.A
    Roseville, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-03
  • S66 Uniform Combined State Law Examination
    2023-12-03
Other Names
  • Liam Fletcher Roddy
  • Liam Roddy
  • Liam F Roddy
  • Liam Fletcher Christian

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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