Vuong H Le

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-12
CA	RA	APPROVED	2025-03-18

Branch Locations

20 Ranch Dr, Milpitas, CA 95035 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	Milpitas	CA	04/2022	02/2025
Jpmorgan Chase Bank, N.A.	Milpitas	CA	04/2022	02/2025
U.S. Bank	Campbell	CA	01/2020	10/2021
Wells Fargo	Milpitas	CA	11/2018	12/2019
Bank Of America	San Jose	CA	11/2016	07/2018
Wal-Mart	San Jose	CA	10/2018	11/2018
Macy's Inc.	San Jose	CA	10/2016	10/2016
Unemployed	San Jose	CA	08/2018	09/2018
Unemployed	San Jose	CA	11/2021	03/2022
Unemployed	San Jose	CA	05/2016	09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Jose	CA	02/2025	Present
Bank Of America, N.A.	San Jose	CA	04/2025	Present

04/2022 → 02/2025

J.P. Morgan Securities Llc

Milpitas, CA
04/2022 → 02/2025

Jpmorgan Chase Bank, N.A.

Milpitas, CA
01/2020 → 10/2021

U.S. Bank

Campbell, CA
11/2018 → 12/2019

Wells Fargo

Milpitas, CA
11/2016 → 07/2018

Bank Of America

San Jose, CA
10/2018 → 11/2018

Wal-Mart

San Jose, CA
10/2016 → 10/2016

Macy's Inc.

San Jose, CA
08/2018 → 09/2018

Unemployed

San Jose, CA
11/2021 → 03/2022

Unemployed

San Jose, CA
05/2016 → 09/2016

Unemployed

San Jose, CA
02/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA
04/2025 → Present

Bank Of America, N.A.

San Jose, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-10-18
S63	Uniform Securities Agent State Law Examination	2022-06-17

Other Firms