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Vincent Ba-Vinh Tran

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7542947

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-24
TX RA APPROVED 2025-10-24
  • NC RA
    APPROVED
    Since 2025-10-24
  • TX RA
    APPROVED
    Since 2025-10-24

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 05/2022 Present
Modern Nail Boutique Salon Charlotte NC 06/2021 05/2022
Generex Charlotte NC 09/2020 05/2021
University Storage Charlotte NC 01/2017 09/2020
Unemployed Charlotte NC 06/2016 12/2017
Mallard Creek High School Charlotte NC 08/2012 05/2016
Central Piedmont Community College Charlotte PA 01/2017 09/2020
High Point University Charlotte NC 01/2018 12/2020
Vanguard Marketing Corporation Charlotte NC 05/2022 Present
Vanguard Advisers, Inc. Charlotte NC 10/2025 Present
  • 05/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2021 → 05/2022
    Modern Nail Boutique Salon
    Charlotte, NC
  • 09/2020 → 05/2021
    Generex
    Charlotte, NC
  • 01/2017 → 09/2020
    University Storage
    Charlotte, NC
  • 06/2016 → 12/2017
    Unemployed
    Charlotte, NC
  • 08/2012 → 05/2016
    Mallard Creek High School
    Charlotte, NC
  • 01/2017 → 09/2020
    Central Piedmont Community College
    Charlotte, PA
  • 01/2018 → 12/2020
    High Point University
    Charlotte, NC
  • 05/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 10/2025 → Present
    Charlotte, NC
Other Businesses

NAME OF BUSINESS: UNIVERSITY STORAGE, LLC NON-INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: STORAGE BUSINESS POSITION: OWNER START DATE: 9/2019 APPROX. HOURS/MONTH:0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NOT CURRENTLY USING LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-23
S63 Uniform Securities Agent State Law Examination 2022-08-22
  • S66 Uniform Combined State Law Examination
    2025-10-23
  • S63 Uniform Securities Agent State Law Examination
    2022-08-22
Other Names
  • Vince Tran
  • Vincent Tran
  • Vinny Tran

View on SEC IAPD

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