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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-24 |
| TX | RA | APPROVED | 2025-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 05/2022 | Present |
| Modern Nail Boutique Salon | Charlotte | NC | 06/2021 | 05/2022 |
| Generex | Charlotte | NC | 09/2020 | 05/2021 |
| University Storage | Charlotte | NC | 01/2017 | 09/2020 |
| Unemployed | Charlotte | NC | 06/2016 | 12/2017 |
| Mallard Creek High School | Charlotte | NC | 08/2012 | 05/2016 |
| Central Piedmont Community College | Charlotte | PA | 01/2017 | 09/2020 |
| High Point University | Charlotte | NC | 01/2018 | 12/2020 |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 10/2025 | Present |
NAME OF BUSINESS: UNIVERSITY STORAGE, LLC NON-INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: STORAGE BUSINESS POSITION: OWNER START DATE: 9/2019 APPROX. HOURS/MONTH:0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NOT CURRENTLY USING LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-22 |
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