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Kaiako Kala Kaaumoana

Ubs Financial Services Inc.

Birmingham, MI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-01-06
  • MI RA
    APPROVED
    Since 2023-01-06

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 07/2022 Present
Unemployed Southgate MI 03/2022 07/2022
Intel Corporation Hillsboro OR 02/2016 03/2022
Oregon Army National Guard Hillsboro OR 02/2014 09/2017
  • 07/2022 → Present
    Ubs Financial Services
    Weehawken, NJ
  • 03/2022 → 07/2022
    Unemployed
    Southgate, MI
  • 02/2016 → 03/2022
    Intel Corporation
    Hillsboro, OR
  • 02/2014 → 09/2017
    Oregon Army National Guard
    Hillsboro, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06

View on SEC IAPD

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