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Sergio Barajas Torres

Confidence Wealth Management, Inc.

Los Angeles, CA

Las Vegas, NV

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Current Employers
Confidence Wealth Management, Inc.

10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
CO RA APP_PEND_IARCE 2026-01-01
NV RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NV RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

10940 Wilshire Blvd Suite 600, Los Angeles, CA 90024 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Givenchy New York NY 08/2015 10/2016
Tiffany & Co New York NY 11/2016 08/2017
Unemployed Denver CO 08/2017 11/2017
Stuart Weitzman Denver CO 11/2017 02/2022
Confidence Wealth Management Henderson NV 04/2022 Present
  • 08/2015 → 10/2016
    Givenchy
    New York, NY
  • 11/2016 → 08/2017
    Tiffany & Co
    New York, NY
  • 08/2017 → 11/2017
    Unemployed
    Denver, CO
  • 11/2017 → 02/2022
    Stuart Weitzman
    Denver, CO
  • 04/2022 → Present
    Confidence Wealth Management
    Henderson, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-03
  • S65 Uniform Investment Adviser Law Examination
    2022-05-03

View on SEC IAPD

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DIMITRI JIMMY KRIKELAS
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Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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