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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2025-01-08 |
| OH | RA | APPROVED | 2025-01-06 |
| PA | RA | APPROVED | 2025-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Services | Wheeling | WV | 06/2023 | 09/2024 |
| Kloss Lawn Care Llc | Wheeling | WV | 03/2021 | 07/2023 |
| Commonwealth Financial Services | Wheeling | WV | 05/2022 | 08/2022 |
| Wheeling Nailers | Wheeling | WV | 10/2017 | 02/2022 |
| Wheeling Park High School | Wheeling | WV | 10/2017 | 02/2019 |
| Wheeling Park | Wheeling | WV | 05/2016 | 08/2018 |
| Young Men's Christian Association | Wheeling | WV | 12/2019 | 08/2020 |
| Uncle Pete's Restaurant | Wheeling | WV | 08/2018 | 12/2018 |
| Bethany College | Bethany | WV | 08/2019 | 04/2023 |
| Wheeling Park High School | Wheeling | WV | 08/2015 | 05/2019 |
| Lpl Financial Llc | Wheeling | WV | 01/2025 | Present |
| Unemployed | Wheeling | WV | 09/2024 | 12/2024 |
1)01/02/2025 - Rohrig Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-21 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-27 |
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