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William L Jones

Charles Schwab & Co., Inc.

Brea, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-17
  • CA RA
    APPROVED
    Since 2022-10-17

Branch Locations

3421 E. Imperial Highway Suite E-1, Brea, CA 92823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Brea CA 06/2022 Present
Louisiana State University Baton Rouge LA 01/2021 04/2022
Mike's In Tigerland Baton Rouge LA 10/2019 03/2020
Lisa Simmons State Farm Hawthorne CA 05/2019 07/2019
Student Baton Rouge LA 07/2012 05/2022
Charles Schwab Bank, Ssb Brea CA 06/2023 Present
  • 06/2022 → Present
    Charles Schwab & Co., Inc.
    Brea, CA
  • 01/2021 → 04/2022
    Louisiana State University
    Baton Rouge, LA
  • 10/2019 → 03/2020
    Mike's In Tigerland
    Baton Rouge, LA
  • 05/2019 → 07/2019
    Lisa Simmons State Farm
    Hawthorne, CA
  • 07/2012 → 05/2022
    Student
    Baton Rouge, LA
  • 06/2023 → Present
    Charles Schwab Bank, Ssb
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
  • S66 Uniform Combined State Law Examination
    2022-09-16
Other Names
  • William Jones
  • William Jones
  • William L Jones

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
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