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Joseph Y Shih

Mml Investors Services, LLC

New Albany, OH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-05
OH RA APPROVED 2025-07-02
  • TX RA
    APPROVED_RES
    Since 2025-09-05
  • OH RA
    APPROVED
    Since 2025-07-02

Branch Locations

6525 W Campus Oval Suite 200, New Albany, OH 43054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Valley Demarest Regional High School Demarest NJ 08/2013 05/2018
Northwestern Mutual Life Insurance Company Columbus OH 04/2022 10/2023
Northwestern Mutual Investment Services Llc Columbus OH 04/2022 10/2023
Northwestern Mutual Wealth Management Company Columbus OH 05/2023 10/2023
Massmutual Life Insurance Co New Albany OH 11/2023 Present
Mml Investors Services, Llc New Albany OH 12/2023 Present
Ohio State University Columbus OH 08/2018 12/2022
  • 08/2013 → 05/2018
    Northern Valley Demarest Regional High School
    Demarest, NJ
  • 04/2022 → 10/2023
    Northwestern Mutual Life Insurance Company
    Columbus, OH
  • 04/2022 → 10/2023
    Northwestern Mutual Investment Services Llc
    Columbus, OH
  • 05/2023 → 10/2023
    Northwestern Mutual Wealth Management Company
    Columbus, OH
  • 11/2023 → Present
    Massmutual Life Insurance Co
    New Albany, OH
  • 12/2023 → Present
    Mml Investors Services, Llc
    New Albany, OH
  • 08/2018 → 12/2022
    Ohio State University
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-23
S63 Uniform Securities Agent State Law Examination 2023-03-24
  • S65 Uniform Investment Adviser Law Examination
    2025-06-23
  • S63 Uniform Securities Agent State Law Examination
    2023-03-24
Other Names
  • Joseph Y Shih
  • Joe Shih

View on SEC IAPD

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Other Offices

MORGAN STANLEY · New Albany, OH
LIDO · New Albany, OH
COLUMBUS INVESTMENT ADVISORY INC. · NEW ALBANY, OH
EDWARD JONES · New Albany, OH
COLUMBUS INVESTMENT ADVISORY INC. · New Alany, OH
YFP WEALTH · NEW ALBANY, OH
M HOLDINGS SECURITIES, INC. · New Albany, OH
VELA INVESTMENT MANAGEMENT, LLC · NEW ALBANY, OH

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