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William N Rice

Wells Fargo Clearing Services, LLC

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-27
VA RA APPROVED 2025-03-17
  • TX RA
    APPROVED
    Since 2025-03-27
  • VA RA
    APPROVED
    Since 2025-03-17

Branch Locations

1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Richmond VA 04/2022 Present
Pickel Barrel Goochland VA 06/2015 08/2017
O'REilly Auto Parts Henrico VA 08/2017 02/2018
Salt Box Oyster Richmond VA 03/2018 09/2018
Lowes Richmond VA 12/2018 04/2022
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Richmond, VA
  • 06/2015 → 08/2017
    Pickel Barrel
    Goochland, VA
  • 08/2017 → 02/2018
    O'REilly Auto Parts
    Henrico, VA
  • 03/2018 → 09/2018
    Salt Box Oyster
    Richmond, VA
  • 12/2018 → 04/2022
    Lowes
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-17
  • S66 Uniform Combined State Law Examination
    2025-03-17
Other Names
  • William Nicholas Rice
  • Nick Rice

View on SEC IAPD

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WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

More in Richmond, VA

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