Marc Christopher Dougherty

Raymond James & Associates, Inc.

CRD 7541918

Claim This Profile

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-05-24
NY	RA	APPROVED	2024-04-30

TX RA
APPROVED

Since 2024-05-24
NY RA
APPROVED

Since 2024-04-30

Branch Locations

One International Place Suite 2810, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Boston	MA	01/2024	Present
Full-Time Education	Waterville	ME	08/2019	12/2023
Colby College	Waterville	ME	02/2023	05/2023
Morgan Stanley	New York	NY	06/2022	08/2022
Camp Ozark	Mt. Ida	AR	05/2021	08/2021
Full-Time Education	New Orleans	LA	08/2013	08/2019

01/2024 → Present

Raymond James & Associates, Inc.

Boston, MA
08/2019 → 12/2023

Full-Time Education

Waterville, ME
02/2023 → 05/2023

Colby College

Waterville, ME
06/2022 → 08/2022

Morgan Stanley

New York, NY
05/2021 → 08/2021

Camp Ozark

Mt. Ida, AR
08/2013 → 08/2019

Full-Time Education

New Orleans, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-25

S66 Uniform Combined State Law Examination

2024-04-25

Other Names

Marc C Dougherty

View on SEC IAPD

More in Boston, MA

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor