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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| FL | RA | APPROVED | 2026-01-05 |
Branch Locations
Coral Springs, FL • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 10/2023 | Present |
| Penske Truck Leasing | San Diego | CA | 06/2023 | 10/2023 |
| California Coast Credit Union | San Diego | CA | 04/2022 | 05/2023 |
| Target | San Diego And Dublin | CA | 12/2019 | 04/2022 |
| Absolute Volleyball Club | Marin | CA | 10/2018 | 05/2019 |
| Frisco Bay Volleyball Club | San Francisco | CA | 10/2017 | 05/2018 |
| Northwestern Mutual | San Diego | CA | 06/2022 | 04/2023 |
| Bishop O Dowd High School | Oakland | CA | 08/2016 | 05/2019 |
| San Diego State University | San Diego | CA | 08/2019 | 05/2023 |
1. 12/21/2023 - Starlings - coach/sports/fitness - Assistant Volleyball Coach - Not Investment Related - 5857 Owens Avenue, Suite 300, Carlsbad, CA 92008 - Start Date 1/24/2024 - 20 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-16 |
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