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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-04-16
TX RA APPROVED 2025-04-10
  • LA RA
    APPROVED
    Since 2025-04-16
  • TX RA
    APPROVED
    Since 2025-04-10

Branch Locations

738 N Ashley Ridge Loop, Shreveport, LA 71106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Shreveport LA 04/2022 Present
Bom Financial Services Natchitoches LA 08/2020 03/2022
Northwestern State University Recruitment Office Natchitoches LA 11/2017 08/2021
Bom Bank Natchitoches LA 05/2017 08/2020
Northwestern State University Natchitoches LA 08/2017 12/2021
Haughton High School Haughton LA 08/2013 05/2017
  • 04/2022 → Present
    Shreveport, LA
  • 08/2020 → 03/2022
    Bom Financial Services
    Natchitoches, LA
  • 11/2017 → 08/2021
    Northwestern State University Recruitment Office
    Natchitoches, LA
  • 05/2017 → 08/2020
    Bom Bank
    Natchitoches, LA
  • 08/2017 → 12/2021
    Northwestern State University
    Natchitoches, LA
  • 08/2013 → 05/2017
    Haughton High School
    Haughton, LA
Other Businesses

Outside Employment; Beka's Blooms; Cashier Common Laborer (Moving flowers and hauling cart to events); Floral boutique cart The cart travels to different events around North Louisiana to make floral arrangements and boutiques.; 8602 Woodlake Drive, , Haughton, LA, 71037; Not Investment-Related; 04/12/2025; 1 to 9 hours per month; 0 during trading hours / Kevin L Murphy, LLC; AFA working with Kevin Murphy, Ameriprise Franchise Advisor; Manage advisory business; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 04/16/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-21
  • S66 Uniform Combined State Law Examination
    2025-03-21

View on SEC IAPD

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