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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-10-07 |
Branch Locations
448 1/2 Main Street Suite 2, Coshocton, OH 43812 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ohio State University | Columbus | OH | 08/2020 | 05/2024 |
| Amici's Pizza | West Lafayette | OH | 04/2020 | 12/2023 |
| Olive Garden Italian Restaurant | Columbus | OH | 08/2022 | 09/2022 |
| The Ohio State University Faculty Club | Columbus | OH | 01/2022 | 04/2022 |
| Ridgewood Local School District | West Lafayette | OH | 08/2008 | 05/2020 |
| Doordash | Columbus | OH | 08/2022 | 03/2024 |
| H. Dewey Thompson Financial Service | Coshocton | OH | 05/2022 | 08/2023 |
| H. Dewey Thompson Financial Service | Coshocton | OH | 06/2024 | Present |
| Lpl Financial Llc | Coshocton | OH | 09/2024 | Present |
| Independent Advisor Alliance | Coshocton, Oh | CA | 11/2024 | Present |
1- 10/22/2024 - H. DEWEY THOMPSON FINANCIAL SERVICE - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/21/2024 - 160 Hours Per Month/ During Trading 2- 10/22/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/21/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 12/03/2024 /H. DEWEY THOMPSON FINANCIAL SERVICE / DBA for LPL Business (entity for LPL business) / 160 hrs mth / 40 hrs during trading / At reported business location(s) - Start Date 10/21/2024 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-25 |
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