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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-07
  • OH RA
    APPROVED
    Since 2024-10-07

Branch Locations

448 1/2 Main Street Suite 2, Coshocton, OH 43812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ohio State University Columbus OH 08/2020 05/2024
Amici's Pizza West Lafayette OH 04/2020 12/2023
Olive Garden Italian Restaurant Columbus OH 08/2022 09/2022
The Ohio State University Faculty Club Columbus OH 01/2022 04/2022
Ridgewood Local School District West Lafayette OH 08/2008 05/2020
Doordash Columbus OH 08/2022 03/2024
H. Dewey Thompson Financial Service Coshocton OH 05/2022 08/2023
H. Dewey Thompson Financial Service Coshocton OH 06/2024 Present
Lpl Financial Llc Coshocton OH 09/2024 Present
Independent Advisor Alliance Coshocton, Oh CA 11/2024 Present
  • 08/2020 → 05/2024
    The Ohio State University
    Columbus, OH
  • 04/2020 → 12/2023
    Amici's Pizza
    West Lafayette, OH
  • 08/2022 → 09/2022
    Olive Garden Italian Restaurant
    Columbus, OH
  • 01/2022 → 04/2022
    The Ohio State University Faculty Club
    Columbus, OH
  • 08/2008 → 05/2020
    Ridgewood Local School District
    West Lafayette, OH
  • 08/2022 → 03/2024
    Doordash
    Columbus, OH
  • 05/2022 → 08/2023
    H. Dewey Thompson Financial Service
    Coshocton, OH
  • 06/2024 → Present
    H. Dewey Thompson Financial Service
    Coshocton, OH
  • 09/2024 → Present
    Lpl Financial Llc
    Coshocton, OH
  • 11/2024 → Present
    Independent Advisor Alliance
    Coshocton, Oh, CA
Other Businesses

1- 10/22/2024 - H. DEWEY THOMPSON FINANCIAL SERVICE - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/21/2024 - 160 Hours Per Month/ During Trading 2- 10/22/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/21/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 12/03/2024 /H. DEWEY THOMPSON FINANCIAL SERVICE / DBA for LPL Business (entity for LPL business) / 160 hrs mth / 40 hrs during trading / At reported business location(s) - Start Date 10/21/2024 -

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
  • S66 Uniform Combined State Law Examination
    2024-09-25
Other Names
  • Scott Kaden Smith

View on SEC IAPD

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