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Aaron J Stockmann

Prime Capital Financial

Overland Park, KS

CRD 7541122

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Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-07-15
  • KS RA
    APPROVED
    Since 2024-07-15

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wichita KS 01/2023 07/2024
Chipotle Wichita KS 08/2021 07/2024
Doordash Liberty KS 05/2020 01/2023
Hy-Vee Liberty KS 12/2019 01/2023
Unemployed Liberty MO 01/2013 12/2019
Private Client Services Overland Park KS 07/2024 Present
  • 01/2023 → 07/2024
    Wichita, KS
  • 08/2021 → 07/2024
    Chipotle
    Wichita, KS
  • 05/2020 → 01/2023
    Doordash
    Liberty, KS
  • 12/2019 → 01/2023
    Hy-Vee
    Liberty, KS
  • 01/2013 → 12/2019
    Unemployed
    Liberty, MO
  • 07/2024 → Present
    Private Client Services
    Overland Park, KS
Previous Registrations
Other Businesses

Prime Capital Investment Advisors. 6201 College Blvd, Suite 150, Overland Park, KS 66211. RIA. Trading Coordinator. 160 hrs/mo; 140 during trading hrs. DoorDash, Non Investment related, Kansas City, MO, Food Delivery, Independent Contractor, Delivery Driver, 0/2020, 5-10 Hrs/Mo, 0 during trading hrs, Pick up food from restaurant and deliver it to consumer Uber Eats, Non Investment related, Kansas City, MO, Food Delivery, Independent Contractor, Delivery Driver, 07/2024, 5-10 Hrs/Mo, 0 during trading hrs, Pick up food from restaurant and deliver it to consumer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-31
  • S66 Uniform Combined State Law Examination
    2023-05-31
Other Names
  • Aaron Jacob Stockmann

View on SEC IAPD

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