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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-09 |
Branch Locations
The Woodlands, TX • United States
3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | The Woodlands | TX | 04/2022 | 12/2022 |
| Cracker Barrel | Midland | TX | 04/2016 | 07/2018 |
| Student | College Station | TX | 08/2018 | 08/2019 |
| Aloft | College Station | TX | 11/2019 | 03/2021 |
| Kroger | Bryan | TX | 03/2021 | 01/2022 |
| Woodsedge Community Church | Spring | TX | 01/2022 | 06/2022 |
| Northwestern Mutual | The Woodlands | TX | 04/2022 | 12/2022 |
| Mml Investors Services, Llc | Houston | TX | 03/2023 | Present |
| Massmutual Life Insurance Company | Houston | TX | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-06 |
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