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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 04/2022 | 05/2023 |
| Gianni Mazias | Clarence | NY | 09/2021 | 03/2022 |
| Unemployed | Akron | NY | 05/2021 | 08/2021 |
| Gateway | Williamsville | NY | 08/2019 | 04/2021 |
| Unemployed | Akron | NY | 07/2017 | 08/2019 |
| Akron High School | Akron | NY | 09/2013 | 07/2017 |
| Rover | Akron | NY | 03/2019 | 06/2022 |
| Instacart | Akron | NY | 06/2021 | 06/2022 |
| Ubereats | Akron | NY | 06/2021 | 06/2022 |
| Pruco Securities Llc | Williamsville | NY | 09/2023 | 11/2024 |
| Unemployed | Akron | NY | 05/2023 | 09/2023 |
| The Prudential Insurance Company Of America | Williamsville | NY | 10/2023 | Present |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
1) 11/19/2024-Taurean Financial-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/30/2024-240hrs/mth-240hrs/mth during trading 2) 06/23/2026 - Six Flags Darien Lake - Outside/W-2 Employment - Not inv related - Corfu, NY- Start date 09/19/2025 -80 hrs/mth-0hrs/mth during trading 3) 06/23/2026 - New View Alliance - Outside/W-2 Employment - Not Investment Related - Williamsville, NY - Start Date 07/01/2026 - 100 hours per month/ 10 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-18 |
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