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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Financial | Seymour | IN | 04/2022 | Present |
| Pete's Trenching | Brownstown | IN | 03/2021 | 04/2022 |
| Consolidated Grain And Barge | Jettersonville | IN | 06/2020 | 03/2021 |
| Rose Acres Farms | Seymour | IN | 02/2016 | 06/2019 |
| Benter Family Farms | Brownstown | IN | 01/2007 | 05/2018 |
| Purdue University | West Lafayette | IN | 08/2016 | 05/2020 |
| Purdue University | West Lafayette | IN | 01/2019 | 03/2020 |
| A+ Outdoor Services | Brownstown | IN | 11/2010 | Present |
| Pete's Trenching | Brownstown | IN | 04/2020 | 05/2020 |
| Guys And Dollies Moving Company | West Lafayette | IN | 05/2017 | 03/2020 |
| Parkland Securities | Ann Arboer | MI | 04/2020 | Present |
1. DBA - Prosperity Financial, Seymour, IN. Offering financial services and the sale of various insurance products through various insurance providers. Start date: 4/17/23, approx. 185-195 hrs/mo with 95% during mkt hrs. INV REL: Y 2. A+ Outdoor Services, Brownstown, IN. Seasonal snow removal service. Start date: 11/2010, approx. 6-9 hrs/mo, as needed. INV REL: N 3. Buy, sell, breed and show dairy cattle. Daily duties include feeding, care and herd management. Start date: 4/18/23, approx. 60-70 hrs/mo, less than 3% during mkt hrs. INV REL: N 4. Jackson County Dairy Judging Coach - Jackson Cty, IN. Help youth with how to evaluate cattle for judging. Start date: 4/17/23, approx. 6-9 hrs/mo, none during mkt hrs. INV REL: N 5. Act as judge for 4-H and open dairy shows at county fairs in Ohio and Indiana. Start date: 6/1/23, approx. 7-10 hrs/mo during summer months, less than 1% during mkt hrs. INV REL: N 6. Coaching in local youth football league for 3-4 graders. Start date: 8/1/23, approx. 6-9 hrs/wk during season, none during mkt hrs. INV REL: N 7. Sale of non-variable insurance products including life insurance, term insurance, Medicare Plans and Medicare Advantage Plans. Start date: 8/28/23, approx. 1-5 hrs/wk, majority of time during mkt hrs. INV REL: Y 8. Serve as the Indiana Milking Shorthorn Breed Manager for the Indiana State Fair (held in September). Also attend meetings that follow the state fair. Start date: 1/1/25, less than 1 hr/mo. INV REL: N 9. Member/Manager - SBBR Holdings LLC, Seymour, IN. One of four partners for entity formed to purchase land for future office location for our businesses. Start date: 4/3/26, approx. 1 hr/mo, all during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-14 |
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