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Tong-Ba V Nguyen

Morgan Stanley

Menlo Park, CA

Menlo Park, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-10
CA RA APPROVED 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-10
  • CA RA
    APPROVED
    Since 2022-11-04

Branch Locations

2725 Sand Hill Road Suites 100 & 200 Menlo Park Ca 94025, Menlo Park, CA 94025 • United States

2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Menlo Park CA 05/2022 Present
Scharf Investments, Lcc Los Gatos CA 06/2021 04/2022
Fundx Investment Group, Llc San Francisco CA 01/2017 06/2021
Lateef Investment Management, Llc Greenbrae CA 02/2015 12/2016
  • 05/2022 → Present
    Morgan Stanley
    Menlo Park, CA
  • 06/2021 → 04/2022
    Scharf Investments, Lcc
    Los Gatos, CA
  • 01/2017 → 06/2021
    Fundx Investment Group, Llc
    San Francisco, CA
  • 02/2015 → 12/2016
    Lateef Investment Management, Llc
    Greenbrae, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-04
  • S66 Uniform Combined State Law Examination
    2022-11-04

View on SEC IAPD

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Other Offices

SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
TRIPLEPOINT ADVISERS LLC · MENLO PARK, CA
MENLO EQUITIES · MENLO PARK, CA
MAKENA CAPITAL MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
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