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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-19
TX RA APPROVED 2024-11-18
  • FL RA
    APPROVED
    Since 2024-11-19
  • TX RA
    APPROVED
    Since 2024-11-18

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dhi Mortgage Austin TX 06/2021 04/2022
University Of West Florida Pensacola FL 08/2020 05/2021
University Of West Florida Pensacola FL 08/2019 07/2020
University Of Central Florida Orlando FL 01/2017 05/2018
University Of Central Florida Orlando FL 08/2016 05/2019
Charles Schwab & Co., Inc. Orlando FL 06/2022 09/2024
J.P. Morgan Securities Llc Palm Beach Gardens FL 09/2024 Present
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 09/2024 Present
Palm Beach Skate Zone 2012 Llc Lake Worth FL 03/2016 11/2016
Unemployed Austin TX 05/2022 05/2022
Unemployed Pensacola FL 06/2019 07/2019
  • 06/2021 → 04/2022
    Dhi Mortgage
    Austin, TX
  • 08/2020 → 05/2021
    University Of West Florida
    Pensacola, FL
  • 08/2019 → 07/2020
    University Of West Florida
    Pensacola, FL
  • 01/2017 → 05/2018
    University Of Central Florida
    Orlando, FL
  • 08/2016 → 05/2019
    University Of Central Florida
    Orlando, FL
  • 06/2022 → 09/2024
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 09/2024 → Present
    Palm Beach Gardens, FL
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
  • 03/2016 → 11/2016
    Palm Beach Skate Zone 2012 Llc
    Lake Worth, FL
  • 05/2022 → 05/2022
    Unemployed
    Austin, TX
  • 06/2019 → 07/2019
    Unemployed
    Pensacola, FL
Other Businesses

Effective 9/30/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-18
S63 Uniform Securities Agent State Law Examination 2024-04-29
  • S66 Uniform Combined State Law Examination
    2024-11-18
  • S63 Uniform Securities Agent State Law Examination
    2024-04-29
Other Names
  • Harrison Carl Spellman

View on SEC IAPD

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