Ethan Kelton Caughey

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-29

TX RA
APPROVED

Since 2025-10-29

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab Bank, Ssb	Westlake	TX	05/2026	Present
Charles Schwab & Co., Inc.	Westlake	TX	06/2022	Present
Randall's Grocery Market	Austin	TX	04/2020	05/2020
Hula Hut	Austin	TX	05/2021	08/2021
Taco Sweets	Austin	TX	06/2018	09/2019
School/Unemployed	Austin	TX	06/2012	06/2018
School	Austin	TX	09/2019	04/2020
School	Austin	TX	05/2020	05/2021
School	Austin	TX	08/2021	06/2022

05/2026 → Present

Charles Schwab Bank, Ssb

Westlake, TX
06/2022 → Present

Charles Schwab & Co., Inc.

Westlake, TX
04/2020 → 05/2020

Randall's Grocery Market

Austin, TX
05/2021 → 08/2021

Hula Hut

Austin, TX
06/2018 → 09/2019

Taco Sweets

Austin, TX
06/2012 → 06/2018

School/Unemployed

Austin, TX
09/2019 → 04/2020

School

Austin, TX
05/2020 → 05/2021

School

Austin, TX
08/2021 → 06/2022

School

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-29
S63	Uniform Securities Agent State Law Examination	2022-11-21

S66 Uniform Combined State Law Examination

2025-10-29
S63 Uniform Securities Agent State Law Examination

2022-11-21

Other Names

Ethan K Caughey

View on SEC IAPD

More in Westlake, TX

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