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Yi Wu

Ubs Financial Services Inc.

Bellevue, WA

CRD 7540235

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-04-21
  • WA RA
    APPROVED
    Since 2025-04-21

Branch Locations

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Bellevue WA 05/2022 Present
Eurest Bellevue WA 05/2021 05/2022
Intellipro Bellevue WA 05/2020 05/2021
United States Army Jblm WA 05/2016 05/2020
  • 05/2022 → Present
    Ubs Financial Services
    Bellevue, WA
  • 05/2021 → 05/2022
    Eurest
    Bellevue, WA
  • 05/2020 → 05/2021
    Intellipro
    Bellevue, WA
  • 05/2016 → 05/2020
    United States Army
    Jblm, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-21
  • S66 Uniform Combined State Law Examination
    2025-04-21

View on SEC IAPD

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