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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-08 |
| MT | RA | APPROVED | 2012-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Whitefish | MT | 12/2012 | Present |
(1) 11/09/2012: CALE ENTERPRISES, LLC - NOT INV REL - DIRECT SALES - 1% OF TIME SPENT - BUSINESS ENTITY FOR TAX PURPOSES & SALES OF HEALTH PRODUCTS (HERBALIFE) (2) 11/30/2012: J C WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 60% OF TIME SPENT 3) 04/03/2025 - Legends Whitefish LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 02/28/2025 - 50 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-16 |
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