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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED_RES | 2010-10-08 |
| MI | RA | APPROVED | 2010-01-07 |
| IN | RA | APPROVED | 2006-04-24 |
Branch Locations
7900 Moorsbridge Rd, Portage, MI 49024 • United States
Punta Gorda, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portage | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portage | MI | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; PORTAGE, MI; 100% OWNERSHIP; START DATE 11/06/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-06 |
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