Ashley N Gilliam

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-31
VA	RA	APPROVED	2023-10-30

TX RA
APPROVED_RES

Since 2023-10-31
VA RA
APPROVED

Since 2023-10-30

Branch Locations

11817 Canon Blvd Ste 100, Newport News, VA 23606 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Newport News	VA	04/2022	Present
Patient Advocate Foundation	Hampton	VA	02/2010	11/2022

04/2022 → Present

Wells Fargo Clearing Services, Llc

Newport News, VA
02/2010 → 11/2022

Patient Advocate Foundation

Hampton, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-27

S66 Uniform Combined State Law Examination

2023-10-27

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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