Sean Patrick Buff

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-07-03

NY RA
APPROVED

Since 2022-07-03

Branch Locations

100 Cohoes Drive, Cohoes, NY 12047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs Ayco Personal Financial Management	Cohoes	NY	04/2022	Present
Trustco Bank	Glenville	NY	06/2021	04/2022
Trustco Bank	Schenectady	NY	11/2020	02/2021
Siena College	Loudonville	NY	06/2020	10/2020
Trustco Bank	Schenectady	NY	05/2020	08/2020
Unidine Lifestyles	Latham	NY	03/2016	06/2021
Siena College	Loudonville	NY	09/2018	05/2021
Shaker High School	Latham	NY	09/2014	06/2018

04/2022 → Present

Goldman Sachs Ayco Personal Financial Management

Cohoes, NY
06/2021 → 04/2022

Trustco Bank

Glenville, NY
11/2020 → 02/2021

Trustco Bank

Schenectady, NY
06/2020 → 10/2020

Siena College

Loudonville, NY
05/2020 → 08/2020

Trustco Bank

Schenectady, NY
03/2016 → 06/2021

Unidine Lifestyles

Latham, NY
09/2018 → 05/2021

Siena College

Loudonville, NY
09/2014 → 06/2018

Shaker High School

Latham, NY

Other Businesses

Part-time employee of DoorDash Inc., a food delivery service. Activity will take place from Watervliet, NY. Organization is not primarily engaged in investment-related activity. Start date: November 25, 2023. Six hours per week. Duties include providing food delivery service for the organization.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-18

S66 Uniform Combined State Law Examination

2022-06-18

View on SEC IAPD