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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-10-04
  • TN RA
    APPROVED
    Since 2023-10-04

Branch Locations

265 Brookview Centre Way Suite 102, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christian Academy Of Knoxville Knoxville TN 08/2005 05/2018
Clearfuel, Inc. Knoxville TN 05/2018 08/2018
Asset Planning Corporation Knoxville TN 05/2019 08/2019
The Local Market Knoxville TN 05/2021 08/2021
Berry College Rome GA 08/2018 05/2022
New York Life Insurance Company Knoxville TN 05/2022 Present
Nylife Securities Llc Knoxville TN 09/2022 Present
Tate's Middle School Knoxville TN 01/2023 02/2024
Cak Middle School Football Knoxville TN 07/2023 07/2026
Eagle Strategies Llc Knoxville TN 10/2023 Present
Cak Middle School Track Coach Knoxville TN 02/2024 05/2025
  • 08/2005 → 05/2018
    Christian Academy Of Knoxville
    Knoxville, TN
  • 05/2018 → 08/2018
    Clearfuel, Inc.
    Knoxville, TN
  • 05/2019 → 08/2019
    Asset Planning Corporation
    Knoxville, TN
  • 05/2021 → 08/2021
    The Local Market
    Knoxville, TN
  • 08/2018 → 05/2022
    Berry College
    Rome, GA
  • 05/2022 → Present
    New York Life Insurance Company
    Knoxville, TN
  • 09/2022 → Present
    Nylife Securities Llc
    Knoxville, TN
  • 01/2023 → 02/2024
    Tate's Middle School
    Knoxville, TN
  • 07/2023 → 07/2026
    Cak Middle School Football
    Knoxville, TN
  • 10/2023 → Present
    Knoxville, TN
  • 02/2024 → 05/2025
    Cak Middle School Track Coach
    Knoxville, TN
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 7000 Six Forks Rd Suite 103, Raleigh, NC 27615; Start Date 05/2025; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours][BNI Knoxville - Legacy; BNI is the world's largest international networking organization. They have "chapters/networking groups" in each geographic area, and each chapter has a leadership team.; 11525 N Community House Rd 475, Charlotte, North Carolina, 28277; Start Date 10/2023; Role/Title: Board Member; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours; vice president]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-30
S63 Uniform Securities Agent State Law Examination 2022-12-07
  • S65 Uniform Investment Adviser Law Examination
    2023-09-30
  • S63 Uniform Securities Agent State Law Examination
    2022-12-07
Other Names
  • Alex Dalton

View on SEC IAPD

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