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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-10-04 |
Branch Locations
265 Brookview Centre Way Suite 102, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Christian Academy Of Knoxville | Knoxville | TN | 08/2005 | 05/2018 |
| Clearfuel, Inc. | Knoxville | TN | 05/2018 | 08/2018 |
| Asset Planning Corporation | Knoxville | TN | 05/2019 | 08/2019 |
| The Local Market | Knoxville | TN | 05/2021 | 08/2021 |
| Berry College | Rome | GA | 08/2018 | 05/2022 |
| New York Life Insurance Company | Knoxville | TN | 05/2022 | Present |
| Nylife Securities Llc | Knoxville | TN | 09/2022 | Present |
| Tate's Middle School | Knoxville | TN | 01/2023 | 02/2024 |
| Cak Middle School Football | Knoxville | TN | 07/2023 | 07/2026 |
| Eagle Strategies Llc | Knoxville | TN | 10/2023 | Present |
| Cak Middle School Track Coach | Knoxville | TN | 02/2024 | 05/2025 |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 7000 Six Forks Rd Suite 103, Raleigh, NC 27615; Start Date 05/2025; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours][BNI Knoxville - Legacy; BNI is the world's largest international networking organization. They have "chapters/networking groups" in each geographic area, and each chapter has a leadership team.; 11525 N Community House Rd 475, Charlotte, North Carolina, 28277; Start Date 10/2023; Role/Title: Board Member; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours; vice president]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-07 |
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