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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

30000 Town Center Dr, Laguna Niguel, CA 92677 • United States

555 E Ocean Blvd, Long Beach, CA 90802 • United States

5767 E Pacific Coast Hwy, Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bosscat Kitchen And Libations Newport Beach CA 10/2021 04/2022
Olive Garden Affton MO 08/2013 09/2021
Brown And James, P.C. St. Louis MO 05/2019 05/2020
Legal Services For Eastern Missouri St. Louis MO 05/2019 09/2019
Webster University Housing And Residential Life Dept. Webster Groves MO 08/2016 05/2017
Citizens Business Bank Newport Beach CA 04/2022 07/2023
Lpl Financial Llc Newport Beach CA 04/2022 07/2023
U.S. Bancorp Investments, Inc. Laguna Niguel CA 08/2023 02/2026
U.S. Bancorp Advisors, Llc Long Beach CA 02/2026 Present
  • 10/2021 → 04/2022
    Bosscat Kitchen And Libations
    Newport Beach, CA
  • 08/2013 → 09/2021
    Olive Garden
    Affton, MO
  • 05/2019 → 05/2020
    Brown And James, P.C.
    St. Louis, MO
  • 05/2019 → 09/2019
    Legal Services For Eastern Missouri
    St. Louis, MO
  • 08/2016 → 05/2017
    Webster University Housing And Residential Life Dept.
    Webster Groves, MO
  • 04/2022 → 07/2023
    Citizens Business Bank
    Newport Beach, CA
  • 04/2022 → 07/2023
    Newport Beach, CA
  • 08/2023 → 02/2026
    Laguna Niguel, CA
  • 02/2026 → Present
    Long Beach, CA
Previous Registrations
  • 2023-08-11 → 2026-02-13
    Saint Paul, MN
    Rancho Santa Margarita, CA
    Mission Viejo, CA
    Westminster, CA
    Laguna Niguel, CA
    Laguna Niguel, CA
    Fullerton, CA
    Dana Point, CA
  • 2022-07-11 → 2023-08-10
    Newport Beach, CA
Other Businesses

KC Investment Enterprises, LLC; Investment Related; Orange, CA; Investment properties; CEO; Owner; 6/10/2025; 20 hours/month; 0 hours/trading; Managing real estate properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • Kevin Neil Carron
  • Kevin Neil Carron

View on SEC IAPD

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