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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-25
  • TX RA
    APPROVED
    Since 2025-07-25

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonic Harlingen TX 08/2015 09/2017
Unemployed Royse City TX 09/2017 01/2018
Spr Packaging Llc Rockwall TX 01/2018 05/2022
Td Ameritrade Southlake TX 05/2022 09/2023
Charles Schwab & Co., Inc. Westlake TX 09/2023 Present
  • 08/2015 → 09/2017
    Sonic
    Harlingen, TX
  • 09/2017 → 01/2018
    Unemployed
    Royse City, TX
  • 01/2018 → 05/2022
    Spr Packaging Llc
    Rockwall, TX
  • 05/2022 → 09/2023
    Td Ameritrade
    Southlake, TX
  • 09/2023 → Present
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-24
S63 Uniform Securities Agent State Law Examination 2022-10-18
  • S66 Uniform Combined State Law Examination
    2025-07-24
  • S63 Uniform Securities Agent State Law Examination
    2022-10-18
Other Names
  • Adrian Valles

View on SEC IAPD

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